|Category||Compliance and Control|
Serves as a Securities Services compliance risk senior analyst for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM Product and Function coverage teams, in order to partner to develop and apply CRM program solutions that meet the Securities Services' business and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the Securities Services business and guidance on Securities Services rules/laws.
Key activities include:
Bachelor's degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus
Minimum 10 years' experience
Preferred: Advanced degree (e.g. JD, MBA) a plus
Other: Relevant certifications desirable, such as AMAC/SAC certificates.
Job Family Group:
Compliance and Control
Product Compliance Risk Management
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|Employer||Compliance Product Sr. Analyst - Custody and Securities Services|