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Client Asset & Depositor Protection Oversight Senior Officer, London

Created04/07/2021
Reference21270612
CategoryRisk Management
Job typeFull Time
CountryUnited Kingdom
CityLondon
ZipEC1A
SalaryCompetitive
Key Responsibilities:

The role holder will be a senior officer within a team and will:
  • Act as a deputy to the UK Client Asset & Depositor Protection Oversight Officer, with a particular focus on the Markets businesses; covering Futures, Prime Finance & OTC Derivative Trading
  • Take responsibility for the governance and oversight of Client Asset protection processes and controls in the assigned firm and ensure any exceptions to compliance have been quickly and competently managed
  • Present at, and preparing materials for, governance meetings and provide challenge where appropriate to the relevant businesses to ensure regulatory requirements are properly interpreted and Standards adhered to
  • Oversee and review any Client Asset regulatory reports to ensure accurate and timely production and submission


Development Value:
  • Senior Management engagement: the role involves senior stakeholder engagement across the firm and each of the three lines of defence. The role provides an excellent opportunity for the role holder to learn from the experiences of others across the organisations and widen their stakeholder influence group
  • Product and business knowledge: Citi operates a wide and diverse range of businesses, which are impacted by Client Asset regulation; as such, the role holder will have the opportunity to enhance and deepen their product and business model knowledge.
  • Technical knowledge: the CA&DPO will develop into a single source of support for other EMEA operations that are subject to Client Asset and Depositor Protection requirements, so the role holder will be in an excellent position to gain exposure to pan-EMEA regulation and strengthen the firm's position to negotiate and influence the outcome of government and regulatory oversight

Knowledge/Experience:
  • Experience in the field of financial services and/or banking, particularly within Futures
  • Experience and/or knowledge Client Asset regulations

Qualifications:
  • Likely to be educated to degree level
  • May possess relevant professional qualifications
  • Exceptional candidates who do not meet these criteria may be considered for the role provided they have the proven skills and experience


Skills and Competencies:
  • Excellent written and oral communication skills; ability to produce well drafted documents appropriate for Senior Management and the Board
  • Strong internal and external stakeholder management skills; a logical and persuasive manner with the ability to deal with contentious or sensitive scenarios
  • Ability to review detailed documents and identify and summarise key information
  • Highly organised and task-orientated; ability to manage and balance competing priorities
  • Delivery focused with a strong work ethic and sense of initiative; self-motivated
  • The role holder with exemplify and role-model the right behavior and culture which the Office promotes

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

Job Family Group:
Risk Management

Job Family:
Regulatory Risk

Time Type:
Full time

Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

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EmployerClient Asset & Depositor Protection Oversight Senior Officer

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